Our expansive experience in the financial services industry provides us with a unique understanding and capability to address issues that individuals and financial services firms face in a highly regulated and nuanced industry. We advise our clients on all phases of the employment process, including recruiting, hiring, termination, and post-employment issues. We use our considerable experience to provide unparalleled strategic litigation services and advocacy.
We stand at the ready and have litigated financial services industry matters in FINRA and in court throughout the United States.
We rely on our combined decades of experience to help win future cases. We work and collaborate with a large network of local counsel throughout the country. We also maintain a robust database of FINRA arbitrators and FINRA arbitration awards that we use in selecting FINRA arbitration panels.
FINRA arbitration and financial services litigation is the field where we excel. We employ our intricate knowledge of the financial services industry, FINRA and related regulatory rules and procedures, and employment law to obtain favorable outcomes in each matter that we handle, including in the areas of:
