Obtained $300,000 arbitration award, including attorney’s fees, on breach of contract claim. Successfully defended former employee’s counterclaims for negligence, defamation, and tortious interference, resulting in a mere $100 award (from which the Panel Chairman dissented) to the former employee, who sought over $300,000 in damages.

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Merrill Lynch v. Ridgely, FINRA-DR No. 13-00506, Boca Raton, FL (2014)

 
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